Hall and Company

Financial Services

Financial Services

Quality Service with a Perspective on Value & Growth

Financial services companies are faced with more risk and regulatory complexity than ever before while continuing to improve corporate performance and results. We have extensive experience providing audit, tax and advisory services to banks, specialty finance companies, broker-dealers, REIT’s, registered investment advisors and asset management firms.

The Hall & Company financial services team offers:

  • Hands-on partner involvement;
  • Frequent and timely communication with shareholders;
  • Experience managing issues that impact organizations;
  • National firm experience/credentials with local firm service and fees;
  • Tailored approach vs one-size-fits-all;
  • Deep expertise in administering reporting and operating requirements required by the various regulatory bodies;
  • Thought leaders who serve as frequent speakers at national industry and trade association conferences;

At Hall & Company, we partner with our clients to provide practical solutions focused on their specific needs and objectives. Our financial services group is organized into the following three divisions to better serve our clients:

Banking

  • Commercial banks
  • Savings banks
  • Mortgage banks
  • Credit unions
  • De novo banking groups

Asset Management

  • Alternative investment funds
  • Hedge funds
  • Private equity
  • Broker-dealers
  • Registered investment advisors

Specialty Finance

  • Mortgage companies
  • Consumer finance companies
  • REIT’s
  • Leasing companies
  • Commercial non-bank lenders

Every day our clients experience the value we bring to their organizations. We are confident you will too.

Banking and Financial Services Solutions


Assurance Services

  • Financial statement audits and reviews
  • Evaluation of internal controls (SOX 404 & FDICIA)
  • HUD opinions

SEC Related Services

  • Financial statement audits and reviews
  • IPO’s
  • Custody audits (1940 Act)
  • Assistance and preparation of Form 10-K and 10-Q (non-audit)
  • SOX 404 documentation and testing (non-audit)

Income Tax Services

  • Income tax preparation and planning
  • State and local tax services
  • Income tax provisions, including turn-key tax outsourcing
  • Cost segregation studies
  • Merger and acquisition tax planning and analysis
  • Evaluation of deferred tax assets

Non-Audit Services

  • Outsourced internal audits
  • Branch audits
  • External loan portfolio reviews
  • Assistance with IPO’s
  • Risk assessments
  • Interest rate risk and liquidity testing
  • Stress testing
  • Allowance for loan losses (ALLL) model validation
  • Trust reviews
  • Valuation services
  • Day 1 valuation and Day 2 accounting services
  • Board of Directors’ training
  • Merger and acquisition analysis
  • Acquisition due diligence
  • Post-merger integration